
Back to alternative history
Contents
1. Preface
2. Spinoza's World, 1664
3. The Sabbateans
4. The Disputation
5. The Holy Land
6. Marriage
7. Common Prayer
8. America
9. Gottfried and Sophia
10. The Sublime Porte
11. Spinoza's World, 1691
12. Mustafa and the Janissaries
13. Naomi
14. Regime Change
15. Tulips
16. Twilight
17. Spinoza's World, 1712
18. Epilogue
Appendix
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Spinoza in Turkey |
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"I think I have now shown sufficiently clearly the basis of a democracy: I have especially desired to do so, for I believe it
to be of all forms of government the most natural, and the most
consonant with individual liberty." -- Spinoza, Theological and
Political Treatise, 16:62
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Part 13 - Naomi July 1696 to March 1699 |
In 1696, the merchants of London appealed to Parliament to rid
them of their Jewish competitors in the transatlantic trade. A
bill introduced that year proposed to amend the Navigation Act to
restrict trade with the colonies to native-born Englishmen or
colonists. Although the language of the bill was not
specifically aimed at Jews, it would have eliminated all but a
very few Jewish merchants from the lucrative colonial trade - and
both its supporters and opponents in Parliament knew exactly who
its intended target was.
Unlike many similar efforts in continental Europe, the bill
failed. The Church of England clergy, unlike the Lutherans of
Germany or the Calvinists of Holland, had no particular malice
against Jews, and the landed squires who controlled Parliament
didn't care who brought the goods across the ocean as long as
they were cheap. Indeed, the praise given to Jewish industry and
sobriety by the opponents of the bill showed how different the
climate was in England than in the Holy Roman Empire or the
Italian states. [FN1] Nevertheless, the fact that the bill had
been introduced at all demonstrated that the Jewish community of
England had grown wealthy and numerous enough to excite
opposition, even though it still numbered fewer than a thousand
souls.
Spinoza's arrival did nothing to dispel this opposition. His
name had been mentioned by members of Parliament on both sides of
the Navigation Act debate, with opponents of the bill arguing
that any community that included such an eminent philosopher
could only enhance His Majesty's dominions. In the eyes of many,
this argument was prophetic. The contentions of the bill's
supporters, however, proved equally prescient. Many of them had
warned that Spinoza's presence in England would bring an influx
of other Jewish exiles - and as 1696 drew to a close, events were
proving them right. By the end of the year, more than five
hundred Rational Jews from the Ottoman Empire had arrived in
London; a year later, there would be twelve hundred, and not
everyone was pleased to see them.
To some, of course, the arrival of a thousand-odd Jewish refugees
was no cause for complaint. Unlike the Dutch immigrants who had
founded the local Jewish community forty years before, the
Ottoman Jews were tradesmen and doctors as well as merchants. In
England, where there were no laws restricting how Jews could earn
a living, they took up their former trades, dispersing themselves
through the economy and reducing the impact on any one sector.
Both as skilled laborers and as physicians, they were in demand;
in fact, Sarah de Spinoza, as the only female doctor then
practicing in England, attracted a clientele of aristocratic
women who wished to preserve their modesty. She was also visited
late at night by neighborhood toughs; unlike male doctors, she
had learned to sew at the age of four, and she had acquired a
reputation as a wizard at stitching up tavern brawling injuries.
The exiles also brought with them news of home. The fortunes of
the Rational community in Turkey had changed for the worse, but
not as badly as some had feared. The authorities had forbidden
the community to rebuild the Rational Synagogue, but they had
not closed the meeting halls; they had installed a compliant
merchant as governor, but they had not revoked the Rationalists'
millet status. The colony in Palestine had generally been left
alone; a few of the prominent Rationalists in Safed had been
harassed, but the farmers in the Galilee were ignored. The
community no longer had the privileges it had been awarded under
Suleiman II, but neither did the other Christian and Jewish
millets. For the majority of Rational Jews, conditions in
Turkey were bearable.
For the neo-Mu'tazilites, they were less so. In Constantinople,
the Rational Society's schools and houses of worship had been
closed, and some of its leading members had been imprisoned.
Many neo-Mu'tazilites had fled to Cairo, where the Society still
functioned under the protection of a sympathetic governor.
Others, less convinced that they could remain secure in the
Ottoman realm, settled quietly in England alongside Spinoza and
Ismet Celer. The neo-Mu'tazilites' leading philosopher, who had
arrived six months before Spinoza, had been well received in
England, earning a living with his medical practice and
lecturing by invitation at the Royal Society. In his spare time,
he translated the Arab classics into Latin and published an
English edition of the works of Omar Khayy m, which would
inspire popular tavern songs for years to come.
Spinoza, too, became a familiar figure in English philosophical
circles, enjoying the vibrant intellectual atmosphere of London.
Among the thinkers on whom he made an impression was a young
Scottish doctor named John Arbuthnot, who had recently published
a treatise on probability. Although Arbuthnot's acquaintance
with Spinoza was relatively brief, it would affect his career
profoundly; he would become a brilliant physician and satirist,
but his Spinoza- inspired enthusiasm for democracy would one day
cost him a position at court.
Spinoza's greatest pleasure during this time, though, was the
renewal of his acquaintance with Isaac Newton. The two were
frequent guests at each other's homes, talking through the night
about a myriad of scientific and philosophical topics. It was
during these conversations that Spinoza perfected the idea, first
given to him by Leibniz in Hanover, of using the methods of
calculus to measure the progress of scientific knowledge. In
turn, Spinoza's attempts to reconcile empiricism and rationalism
inspired Newton to take up metaphysical as well as natural
philosophy.
In time, the student would surpass his master. In his search for
a perfect synthesis of reason and science, Newton would
ultimately conclude that Spinoza's ideas were backward; in fact,
when he published his seminal Dialogue on the Purity of Reason
some thirty years later, he would cast Spinoza as his opponent.
To the end of his life, however, he would credit Spinoza with
inspiring the work that would occupy his later years.
In the meantime, other matters arose to occupy Spinoza's
attention. In May 1697, he became a grandfather with the birth of
Naomi's daughter Mara. The name was both a recognition of the
family's exile and a play on Naomi's own name - "call me not
Naomi, call me Mara, for the Lord hath dealt very bitterly with
me..." [FN2] For all the irony of Mara's name, however, Naomi
was not overly inclined to be bitter about her, and neither was
Spinoza himself; during the latter months of 1697, he took as
much pleasure in playing with his infant granddaughter as in
completing the final draft of The State.
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Spinoza's seminal work on government was published in January
1698. It had been almost two decades in the making, and was
divided into two parts. The first of these treated the
properties of the ideal state, and the second concerned the
merits of various forms of government.
It was necessary, wrote Spinoza, to consider the virtues of the
perfect state before one could even begin determining the ideal
political system. As he had stated with respect to statutes in
The Measurement of Laws, the efficacy of different forms of
government could be measured by the degree to which societies
living under such governments approached the ideal state. Thus,
it was necessary to determine what this ideal was before any
political system could be measured against it.
After discussing various proclamations of virtues that appeared
in the Bible or in classical texts, Spinoza identified a long
list of attributes that an ideal nation would possess. Prominent
among these were defense against foreign invasion, domestic
peace, impartial administration of justice, promotion of trade
and aid in the event of catastrophe. It was also necessary, to
the greatest extent consistent with these attributes, that a
government protect the freedom and dignity of the individual, his
right to possess life, liberty and property, and his right to be
free of arbitrary rule.
Spinoza then examined the forms of government and constitutional
systems that had existed throughout history and determined, to
the extent possible, the degree to which they achieved his
ideals. Not surprisingly, he concluded that democracy was at
once the most moral and the most effective form of government,
although he warned that the substance of government was more
important than the form; a monarchy could be democratic, while an
ostensibly popular government might mask a charismatic
dictatorship. However, even democracy had its flaws. As a Jew,
Spinoza was well aware that a people could tyrannize a despised
minority - and as a student of history, he knew that a people
could also tyrannize itself. If checks were not placed on the
power of popular government, democracy could easily turn to mob
rule. [FN3]
To prevent this, he devised several methods of limiting the power
of the government. Among these, as he had once suggested to
Locke, was the concept of a supra-legal charter of rights against
which laws would be judged, and which could be changed only
through long deliberation and the support of a commanding
majority. It is likely that this idea, which had been part of
Spinoza's political thought from very early on, was inspired by
the many instances in which Jewish communities had been granted
rights by one ruler only to see them arbitrarily taken away by
the next. In order to protect dissenters from the vagaries of
history, it was necessary that basic rights be deeply
entrenched.
It was also necessary that such rights be enforceable. To this
end, Spinoza argued that judgments concerning the
constitutionality of laws should be made by a court of men
learned in both the civil and natural law, and that this court
should also have the power to nullify any arbitrary or unjust
government act on the appeal of an aggrieved person. Spinoza
also contended that the law should be frequently renewed and re-
examined, both by requiring a deliberative process and statement
of purpose before a law was enacted and by requiring all laws to
be re-enacted every five years. Finally, if requested by a
significant number of citizens, any law, or the continued tenure
of any public official, could be put to a referendum. [FN4]
The State would prove an enormously influential work, and would
have great impact on the political thinkers of the later
Enlightenment. Although Spinoza's later works on empiricism and
reason were arguably more significant in a purely philosophical
sense, it was The State that would have the greatest effect on
human society. And its influence would begin much sooner, and
much closer to home, than Spinoza would ever have dreamed.
For, by the spring of 1698, Naomi had become convinced that the
Rationalists' expulsion from the Ottoman Empire required a
response entirely different from settling in London and waiting
for a change of government. Where there were arbitrary rulers,
there could be no home for Jews; history had shown time and
again that even communities centuries in the making could be
destroyed in a moment by the whim of a tyrant. It was no use to
live at others' sufferance, or to dream of next year in
Jerusalem; what was necessary was for Jews to have a place of
their own, no matter where and no matter how small.
As a hymnist and poet, Naomi was already a respected voice in the
Rational community despite her age. She assembled a society of
like- minded Rationalists, and conceived a scheme to plant a
Rational colony in the New World, in the western counties of
Pennsylvania. William Penn was in England at the time, and in
severe financial straits; the cost of his legal defense against
treason charges had drained his coffers, and an obstreperous
colonial assembly was withholding revenue. Naomi offered to ease
his monetary problems by purchasing the unsettled western
counties as a proprietary colony, promising that the constitution
of the province would be liberal and that Penn's treaties with
the natives would be respected. After some persuasion, during
which Naomi and her compatriots enlisted the support of Isaac
Newton, Penn agreed to the sale. [FN5]
Even with this agreement, however, two obstacles remained. The
first - raising the purchase money - was solved by the opportune
intervention of Herz Behrens. Naomi had written to him in
Hanover informing him of the plan, and - being both a Rationalist
and a romantic - he had been instantly inspired by it. As the
son of a court Jew and a substantial merchant in his own right,
he had access to nearly unlimited funds; he agreed not only to
contribute a share of the purchase money but to recruit colonists
from among German Jews. A number of the neo-Mu'tazilites in
London also learned of the colonial scheme, and pooled their
resources to join it; by the autumn of 1698, Ismet Celer himself
had departed for Philadelphia to arrange the purchase and
warehousing of supplies. Although he did not join the colony, he
would never return to England; instead, he opened a medical
practice in Philadelphia and became the founder of the great
Muslim community of that city.
The second obstacle, and the more difficult one, was to obtain a
charter from the King. Even with the help of Newton and other
sympathetic members of the Royal Society, this was not an easy
task; William and many of his courtiers were highly dubious about
the idea of chartering a colony to an odd collection of Jews.
Still, religious dissenters - even those who were subject to
persecution in England itself - had been granted colonies before;
if the Catholics could have Maryland and the Quakers
Pennsylvania, then why not the Jews? What finally tipped the
balance, though, was not these precedents but the simmering
opposition of the London merchants to their Jewish competitors.
The King recognized that the failure of the 1696 bill had not
removed the underlying discontent, and decided that the continued
presence of so many Rationalists in England was not conducive to
the peace of the realm. Jews were useful subjects, certainly,
but in this instance they might be more useful elsewhere in the
King's dominions.
The charter of the Allegheny Commonwealth was duly promulgated on
November 25, 1698, and it was a constitution to gladden Spinoza's
heart. The governor of the colony would be appointed by the
King, but most powers of government would be in the hands of a
Meeting of thirty-six members elected by all taxpaying
inhabitants. Once a year, an actual meeting of all the freemen
of the province would assemble to ratify or disapprove the laws
passed by the legislature, and to take up any issues of concern
to the people. A charter of rights guaranteed not only freedom
of conscience but free speech, and was enforceable by a court
composed of nine members elected for life. A majority of six
sevenths of the Meeting, or of the popular assembly, could amend
the charter or overrule a decision of the supreme court.
To many of the Rationalist exiles, this seemed a reasonable -
indeed, a rational - way to end their wanderings. Spinoza,
however, learned that just as reason had not been proof against
love for a woman or desire for a child, it was also no match for
the loss of a daughter. For days, he begged Naomi and her husband
to stay in England - but she was Sarah's daughter as well as his,
and Sarah herself sided with her daughter rather than her
husband. She would not stand in the way of a better life for
her child, even if that life would be lived across the ocean.
Thus it was that on a vile March day in 1699, Spinoza stood on
the docks at Plymouth and watched Naomi and six hundred other
colonists set sail for America.
He never saw her again.
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[FN1] A similar bill was introduced in OTL, with the same result.
[FN2] Sephardic Jews do not observe the Ashkenazic custom against
naming children after living relatives, especially in such an
oblique manner.
[FN3] As I mentioned in an earlier episode, Spinoza in OTL
believed that democratic government was self-limiting. In the
ATL, however, he's had much more experience with practical
politics, and his growing empiricism has influenced him to take a
hard look at the way government really works rather than simply
imagining an ideal state. ATL Spinoza is very much aware that a
democracy can be tyrannical.
[FN4] As mentioned in previous episodes, he had suggested several
of these ideas in correspondence with Newton and Locke. The
State presents these ideas in final form.
[FN5] William Penn's financial problems during the 1690s and
1700s were severe, at one point so much so that he spent time in
debtor's prison after being swindled by his steward. In the ATL,
the sale of western Pennsylvania to the Rationalists will spare
him from that. IMO it's possible that he would seized upon an
offer to buy the largely unsettled western counties as a way out
of his financial difficulties, especially if the purchasers (as
here) promised to respect his principles of government; after
all, Pennsylvania itself had originally been an unsettled part
of New Jersey before Penn bought it.
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